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Practical Accounting

Trade Receivables: Close and Control

A structured approach to ageing, confirmations, cut-off, credit notes, recoverability and reporting evidence.

A receivable balance can agree with the ledger and still be wrong. It may include disputed invoices, cut-off errors, unapplied receipts, unrecorded credit notes, balances without enforceable rights or amounts that are no longer recoverable.

1. Reconcile before analysing

Reconcile the receivables sub-ledger to the general ledger and explain every reconciling item. Unapplied cash, unidentified deductions and manual journals should be visible—not buried in a net balance.

2. Build a reliable ageing

Ageing should use the contractual due date where appropriate, reflect credit terms and separately identify disputes, retention, related parties, advances and unusual balances. Reconcile ageing totals to the ledger.

3. Test cut-off and existence

Review invoices around period end, dispatch or service evidence, acceptance terms, returns and subsequent credit notes. External confirmations can support existence and terms, but non-responses require alternative procedures.

4. Assess recoverability

Recoverability is not determined by ageing alone. Consider payment history, current collection activity, disputes, customer financial condition, security, market conditions and subsequent receipts. Under applicable frameworks, expected credit loss requirements may require forward-looking information and segmentation.

SignalFinance response
Repeated broken payment promisesEscalate, reassess expected recovery and document evidence
Invoice disputeSeparate commercial dispute from credit risk and assess revenue validity
Subsequent receiptTrace amount and date; assess what it evidences at reporting date
Long-outstanding credit balanceInvestigate misposting, advance or refund obligation

5. Close checklist

  1. Sub-ledger to GL reconciliation.
  2. Ageing validation and exception report.
  3. Customer confirmations or alternative evidence.
  4. Subsequent receipt testing.
  5. Dispute and credit-note review.
  6. Impairment or expected credit loss assessment.
  7. Related-party and classification checks.
  8. Disclosure and concentration-risk review.
Professional note: This resource is educational and does not replace entity-specific analysis, the latest notified standard, law, regulation or professional advice.
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